SEC Form 4 · accession 0001127602-15-032723
UNITED THERAPEUTICS Corp · UTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Jeffs
Officer — President & Co-CEO · Director
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2015 | M | 3,500 | $65.80 | A | 4,059 | D | |
| Common Stock | Nov 25, 2015 | D | 3,500 | $155.51 | D | 559 | D | |
| Common Stock | Nov 25, 2015 | M | 1,500 | $61.06 | A | 2,059 | D | |
| Common Stock | Nov 25, 2015 | D | 1,500 | $155.51 | D | 559 | D | |
| Common Stock | Nov 27, 2015 | M | 4,000 | $65.80 | A | 4,559 | D | |
| Common Stock | Nov 27, 2015 | D | 4,000 | $154.26 | D | 559 | D | |
| Common Stock | holding | — | — | — | 19,760 | I | By trust | |
| Common StockF2 | holding | — | — | — | 6,773 | I | By Jeffs Family LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Tracking Award | $65.80 | Nov 25, 2015 | M | 3,500 | D | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 3,500 | 84,000 | D |
| Share Tracking Award | $61.06 | Nov 25, 2015 | M | 1,500 | D | Mar 15, 2014 | Mar 15, 2023 | Common Stock | 1,500 | 80,500 | D |
| Share Tracking Award | $65.80 | Nov 27, 2015 | M | 4,000 | D | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 4,000 | 80,000 | D |
Explanation of responses
- F1Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Shares held by a family limited liability company of which the reporting person and his spouse are managing members.