SEC Form 4 · accession 0001127602-15-016605
UNITED THERAPEUTICS Corp · UTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martine A Rothblatt
Officer — Chairman & Co-CEO · Director
Period of report
May 7, 2015
Accepted (ET)
May 7, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 7, 2015 | M | 4,115 | $34.56 | A | 4,355 | D | |
| Common StockF3 | May 7, 2015 | S | 4,115 | $168.1758 | D | 240 | D | |
| Common StockF2 | May 7, 2015 | M | 5,547 | $30.75 | A | 5,787 | D | |
| Common StockF4 | May 7, 2015 | S | 200 | $166.03 | D | 5,587 | D | |
| Common StockF5 | May 7, 2015 | S | 900 | $167.5477 | D | 4,687 | D | |
| Common StockF6 | May 7, 2015 | S | 200 | $168.335 | D | 4,487 | D | |
| Common StockF7 | May 7, 2015 | S | 656 | $170.8567 | D | 3,831 | D | |
| Common StockF8 | May 7, 2015 | S | 400 | $171.6425 | D | 3,431 | D | |
| Common StockF9 | May 7, 2015 | S | 1,100 | $173.1536 | D | 2,331 | D | |
| Common StockF10 | May 7, 2015 | S | 1,291 | $173.927 | D | 1,040 | D | |
| Common StockF11,F12 | May 7, 2015 | S | 800 | $169.6538 | D | 240 | D | |
| Common Stock | holding | — | — | — | 166 | I | By Spouse | |
| Common StockF13 | holding | — | — | — | 625,031 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $34.56 | May 7, 2015 | M | 4,115 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 4,115 | 115,235 | D |
| Stock OptionsF2 | $30.75 | May 7, 2015 | M | 5,547 | D | Dec 26, 2009 | Dec 31, 2017 | Common Stock | 5,547 | 477,007 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F10This transaction was executed in multiple trades at prices ranging from $173.59 to $173.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F11This transaction was executed in multiple trades at prices ranging from $169.31 to $170.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F12Adjusted to reflect a total of 30,644 shares originally acquired by the reporting person on 4/27/15 and 5/4/15 pursuant to "exercise and hold" transactions, which were then transferred into trusts beneficially owned by the reporting person.
- F13Adjusted to reflect a total of 30,644 shares originally acquired by the reporting person on 4/27/15 and 5/4/15 pursuant to "exercise and hold" transactions, which were then transferred into trusts beneficially owned by the reporting person.
- F2Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.
- F3This transaction was executed in multiple trades at prices ranging from $167.78 to $168.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $165.57 to $166.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $167.10 to $168.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $168.23 to $168.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $170.32 to $171.21. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $171.36 to $172.32. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $172.55 to $173.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.