SEC Form 4 · accession 0001127602-15-011298
UNITED THERAPEUTICS Corp · UTHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martine A Rothblatt
Officer — Chairman & Co-CEO · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082554
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 2,211 | $63.22 | A | 2,451 | D | |
| Common StockF2 | Mar 11, 2015 | S | 400 | $160.2738 | D | 2,051 | D | |
| Common StockF3 | Mar 11, 2015 | S | 670 | $161.42 | D | 1,381 | D | |
| Common StockF4 | Mar 11, 2015 | S | 841 | $162.4518 | D | 540 | D | |
| Common StockF5 | Mar 11, 2015 | S | 300 | $163.94 | D | 240 | D | |
| Common StockF6 | Mar 12, 2015 | M | 4,115 | $34.56 | A | 4,355 | D | |
| Common StockF7 | Mar 12, 2015 | S | 3,600 | $162.916 | D | 755 | D | |
| Common StockF8 | Mar 12, 2015 | S | 515 | $163.5912 | D | 240 | D | |
| Common StockF6 | Mar 12, 2015 | M | 5,547 | $30.75 | A | 5,787 | D | |
| Common StockF9 | Mar 12, 2015 | S | 3,633 | $163.025 | D | 2,154 | D | |
| Common StockF10 | Mar 12, 2015 | S | 1,814 | $163.719 | D | 340 | D | |
| Common Stock | Mar 12, 2015 | S | 100 | $165.13 | D | 240 | D | |
| Common Stock | holding | — | — | — | 166 | I | By Spouse | |
| Common Stock | holding | — | — | — | 533,094 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $63.22 | Mar 11, 2015 | M | 2,211 | D | Dec 31, 2010 | Dec 31, 2020 | Common Stock | 2,211 | 440,008 | D |
| Stock OptionsF6 | $34.56 | Mar 12, 2015 | M | 4,115 | D | Dec 30, 2005 | Dec 30, 2015 | Common Stock | 4,115 | 148,155 | D |
| Stock OptionsF6 | $30.75 | Mar 12, 2015 | M | 5,547 | D | Dec 26, 2009 | Dec 31, 2017 | Common Stock | 5,547 | 521,383 | D |
Explanation of responses
- F1This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F10This transaction was executed in multiple trades at prices ranging from $163.7186 to $164.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $159.76 to $160.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $161.02 to $161.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $162.17 to $163.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $163.82 to $164.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.
- F7This transaction was executed in multiple trades at prices ranging from $162.43 to $163.2601. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $163.4901 to $163.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $162.42 to $163.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.