SEC Form 4 · accession 0001140361-15-045167
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Nicholas
Officer — Exec VP & CFO
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| KSOP | Dec 16, 2015 | U | 0 | $0.00 | A | 5,374 | D | |
| Common StockF1 | Dec 16, 2015 | U | 0 | $0.00 | A | 26,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $0.00 | Dec 16, 2015 | U | 0 | A | Dec 16, 2015 | Dec 16, 2015 | Common Stock | 0 | 64,337 | D |
Explanation of responses
- F1Closing of the merger of UIL Holdings Corporation and Iberdrola USA on December 16, 2015.