SEC Form 4 · accession 0001140361-15-036830
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda L Randell
Officer — Sr VP , Gen Counsel, Corp Scty
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | A | 303 | $48.809 | A | 35,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $49.205 | Oct 1, 2015 | A | 211 | A | Mar 16, 2015 | Mar 16, 2015 | Common Stock | 211 | 24,196 | D |
Explanation of responses
- F1Deferred stock units includes compensation that has been deferred and is deemed to be invested in deferred stock units pursuant to the terms of UIL Holdings Corporation amended 2008 Stock and Incentive Compensation Plan. Deferred stock units are credited quarterly with dividend equivalents and are paid in the form of the Issuer's Common Stock upon distribution.