SEC Form 4 · accession 0001140361-15-036800
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William F Murdy
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $49.205 | Oct 1, 2015 | A | 316 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 316 | 36,347 | D |
| Restricted Stock UnitsF3 | $49.205 | Oct 1, 2015 | A | 414 | A | Mar 22, 2013 | Mar 22, 2013 | Common Stock | 414 | 47,558 | D |
Explanation of responses
- F1As a result of a timely deferral election, payment of a cash fee for service as a non-employee director has been deferred and is deemed to be invested in phantom stock units pursuant to the terms of the UIL Holdings Corporation Non-Employee Directors Common Stock and Deferred Compensation Plan. Phantom Stock Units are credited quarterly with dividend equivalents and are paid in the form of the Issuer's Common Stock upon distribution.
- F2The Staff has designated "08/08/1988" as a dummy date for this specific purpose.
- F3Dividend equivalent as with respect to restricted stock units deferred pursuant to the UIL Holdings Corporation 2008 Stock and Incentive Compensation Plan terms for Non-employee Directors. Restricted Stock Units are credited quarterly with dividend equivalents and are, generally, payable in shares of common stock upon termination of service as a director.