SEC Form 4 · accession 0001140361-15-036791
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Lahey
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Oct 1, 2015 | A | 148 | $48.809 | A | 22,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $49.205 | Oct 1, 2015 | A | 484 | A | Mar 22, 2013 | Mar 22, 2013 | Common Stock | 484 | 55,657 | D |
| Phantom Stock UnitsF2,F3 | $49.205 | Oct 1, 2015 | A | 75 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 75 | 8,672 | D |
Explanation of responses
- F1Dividend equivalent with respect to restricted stock units deferred pursuant to the UIL Holdings Corporation Deferred Compensation Plan, credited in the form of additional restricted stock units. Generally, restricted stock units credited under the Plan are payable in shares of common stock upon termination of service as a director.
- F2Dividend equivalent as with respect to phantom stock units deferred pursuant to the UIL Holdings Corporation Non-Employee Directors Common Stock and Deferred Compensation Plan, credited in the form of additional phantom stock units. Generally, phantom stock units credited under the Plan are payable in shares of common stock upon termination of service as a director.
- F3The Staff has designated "08/08/1988" as a dummy date for this specific purpose.
- F4Dividend, paid in common stock.