SEC Form 4 · accession 0001140361-15-036749
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thelma R Albright
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F2 | $49.205 | Oct 1, 2015 | A | 550 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 550 | 63,141 | D |
| Restricted Stock UnitsF1 | $49.205 | Oct 1, 2015 | A | 414 | A | Mar 22, 2014 | Mar 22, 2014 | Common Stock | 414 | 47,558 | D |
Explanation of responses
- F1Dividend equivalent as with respect to restricted stock deferrals (units) pursuant to the UIL Holdings Corporation 2008 Stock and Incentive Compensation Plan terms for Non-Employee Directors. Restricted Stock Units are credited quarterly with dividend equivalents and are, generally, payable in shares of common stock upon termination of service as a director.
- F2The Staff has designated "08/08/1988" as a dummy date for this specific purpose.
- F3Dividend equivalent as with respect to phantom stock units deferred pursuant to the UIL Holdings Corporation Non-Employee Directors Common Stock and Deferred Compensation Plan, credited in the form of additional phantom stock units. Generally, phantom stock units credited under the Plan are payable in shares of common stock upon termination of service as a director.