SEC Form 4/A · accession 0001140361-15-028923
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Betsy Henley-Cohn
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 29, 2015 · 9:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jul 1, 2015 | A | 1 | $45.23 | A | 35,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $45.535 | Jul 1, 2015 | A | 121 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 121 | 12,873 | D |
Explanation of responses
- F1Dividend equivalent with respect to phantom stock units deferred pursuant to the UIL Holdings Corporation Non-Employee Directors Common Stock and Deferred Compensation Plan, credited in the form of additional phantom stock units. Generally, phantom stock units credited under the Plan are payable in shares of common stock upon termination of service as a director.
- F2The Staff has designated "08/08/1988" as a dummy date for this specific purpose.
- F3Dividend, paid in common stock.