SEC Form 4 · accession 0001140361-15-000937
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Plummer
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 9:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $43.935 | Jan 2, 2015 | A | 15 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 15 | 1,545 | D |
Explanation of responses
- F1As a result of a timely deferral election, payment of a cash fee for service as a non-employee director has been deferred and is deemed to be invested in phantom stock units pursuant to the terms of the UIL Holdings Corporation Non-Employee Directors Common Stock and Deferred Compensation Plan. Phantom Stock Units are credited quarterly with dividend equivalents and are paid in the form of the Issuer's Common Stock upon distribution.
- F2The Staff has designated "08/08/1988" as a dummy date for this specific purpose.