SEC Form 4/A · accession 0000899243-16-011195
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John J Prete
Officer — VP Transmission Business
Period of report
Dec 16, 2015
Accepted (ET)
Jan 6, 2016 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2 | Dec 16, 2015 | D | 11,725 | $0.00 | D | 0 | D | |
| Common StockF3,F2,F4 | Dec 16, 2015 | D | 1,194 | $0.00 | D | 0 | I | By UIL Employee Stock Ownership Plan (KSOP) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an administrative error that reported the transaction as a disposition pursuant to a tender of shares in a change of control transaction on the Form 4 filed 12/18/2015.
- F2This amendment is being filed to correct an administrative error that reported the transaction as an acquisition on the Form 4 filed 12/18/2015.
- F3Disposed of pursuant to the merger of UIL Holdings Corporation (UIL) and Avangrid, Inc. (AGR) in exchange for a like number of shares of common stock of AGR plus $10.50 per share.
- F4This amendment is being filed to correct an administrative error that reported the ownership as direct and did not include the type of security on the Form 4 filed 12/18/2015.