SEC Form 4/A · accession 0000899243-16-011190

UIL HOLDINGS CORP · UIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Exec VP & CFO

Period of report

Dec 16, 2015

Accepted (ET)

Jan 6, 2016 · 7:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001082510

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3,F2,F4	Dec 16, 2015	D	5,374	$0.00	D	0	I	By UIL Employee Stock Ownership Plan (KSOP)
Common Stock^F3,F2	Dec 16, 2015	D	26,703	$0.00	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Stock Units^F6,F5	—	Dec 16, 2015	D	64,337	D	—	—	Common Stock	64,337	0	D

F1This amendment is being filed to correct an administrative error that reported the transaction as a disposition pursuant to a tender of shares in a change of control transaction on the Form 4 filed 12/18/2015.
F2This amendment is being filed to correct an administrative error that reported the transaction as an acquisition on the Form 4 filed 12/18/2015.
F3Disposed of pursuant to the merger of UIL Holdings Corporation (UIL) and Avangrid, Inc. (AGR) in exchange for a like number of shares of common stock of AGR plus $10.50 per share.
F4This amendment is being filed to correct an administrative error that reported the ownership as direct and did not include the type of security on the Form 4 filed 12/18/2015.
F5Deferred Stock Units represent shares granted to the recipient and deferred under UIL's Deferred Compensation Plan (DCP). Payment of the deferred stock underlying the stock is made at the time elected by the recipient pursuant to the terms and provisions of the DCP.
F6Each share disposed of pursuant to the merger of UIL and AGR in exchange for 1.28059748557929000 Deferred Stock Units of AGR.