SEC Form 4/A · accession 0000899243-16-011189
UIL HOLDINGS CORP · UIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven P Favuzza
Officer — VP & Controller
Period of report
Dec 16, 2015
Accepted (ET)
Jan 6, 2016 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2015 | D | 11,211 | $0.00 | D | 0 | D | |
| Common StockF1,F2 | Dec 16, 2015 | D | 4,426 | $0.00 | D | 0 | I | By UIL Employee Stock Ownership Plan (KSOP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F3 | — | Dec 16, 2015 | D | 4,533 | D | — | — | Common Stock | 4,533 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to the merger of UIL Holdings Corporation (UIL) and Avangrid, Inc. (AGR) in exchange for a like number of shares of common stock of AGR plus $10.50 per share.
- F2This amendment is being filed to correct an administrative error that reported the ownership as direct and did not include the type of security on the Form 4 filed 12/18/2015.
- F3Deferred Stock Units represent shares granted to the recipient and deferred under UIL's Deferred Compensation Plan (DCP). Payment of the deferred stock underlying the deferred stock unit is made at the time elected by the recipient pursuant to the terms and provisions of the DCP.
- F4Each share disposed of pursuant to the merger of UIL and AGR in exchange for 1.28059748557929000 Deferred Stock Units of AGR.
Remarks
All securities listed on this amendment were incorrectly labelled as acquisitions on the Form 4 filed 12/18/2015.