SEC Form 4 · accession 0001082038-18-000011
DURECT CORP · DRRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Brown
Officer — President & CEO · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2018 | P | 700 | $0.8296 | A | 70,700 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 100 | $0.8054 | A | 70,800 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 300 | $0.8062 | A | 71,100 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 200 | $0.809 | A | 71,300 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 6,100 | $0.8095 | A | 77,400 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 400 | $0.81 | A | 77,800 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 900 | $0.8116 | A | 78,700 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 200 | $0.8117 | A | 78,900 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 400 | $0.8136 | A | 79,300 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 200 | $0.8152 | A | 79,500 | I | by Brown 2006 Trust |
| Common StockF1 | Nov 27, 2018 | P | 500 | $0.8158 | A | 80,000 | I | by Brown 2006 Trust |
| Common Stock | holding | — | — | — | 1,764,530 | D | ||
| Common StockF2 | holding | — | — | — | 560,000 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Brown Family Trust DTD 5/10/2006.
- F2Held by James and Karen Brown 1998 Trust U/A DTD 4/1/98.