SEC Form 4/A · accession 0000908834-16-000598
API Technologies Corp. · ATNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Matthew E Avril
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 22, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001081078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 22, 2016 | M | 5,000 | — | A | 85,300 | D | |
| Common StockF2 | Apr 22, 2016 | D | 85,300 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units, granted on 04/21/2015, provided for vesting upon a change in control, and vested as of the closing of the merger pursuant to the merger agreement between the issuer, RF1 Holding Company and RF Acquisition Sub, Inc.
- F2These shares were disposed of pursuant to the merger agreement in exchange for $2.00 in cash per share.