SEC Form 4 · accession 0000908834-16-000476
API Technologies Corp. · ATNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Tavares
Officer — President and CEO · Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001081078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comon StockF1 | Jan 26, 2016 | A | 162,500 | $0.00 | A | 389,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.15 | Jan 26, 2016 | A | 406,250 | A | Jan 26, 2017 | Jan 26, 2026 | Common Stock | 406,250 | 406,250 | D |
Explanation of responses
- F1Restricted stock units, which will vest in three equal annual installments beginning 01/26/2017.
- F2Options will vest in three equal annual installments beginning 01/26/2017.