SEC Form 4 · accession 0000908834-15-000100
API Technologies Corp. · ATNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Tavares
Officer — President and CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001081078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comon StockF1 | Mar 2, 2015 | A | 227,000 | $0.00 | A | 227,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.89 | Mar 2, 2015 | A | 567,500 | A | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 567,500 | 567,500 | D |
Explanation of responses
- F1Restricted Stock units, all of which will vest March 2, 2016.
- F2Option fully vests March 2, 2016.