SEC Form 4 · accession 0001140361-15-016843
GABELLI UTILITY TRUST · GUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred SharesF1 | Apr 27, 2015 | P | 2,000 | $25.51 | A | 2,000 | I | By Subsidiary |
| Preferred SharesF1 | Apr 28, 2015 | S | 370 | $25.55 | D | 1,630 | I | By Subsidiary |
| Preferred SharesF1 | Apr 28, 2015 | S | 300 | $25.54 | D | 1,330 | I | By Subsidiary |
| Preferred SharesF1 | Apr 28, 2015 | S | 95 | $25.52 | D | 1,235 | I | By Subsidiary |
| Preferred SharesF1 | Apr 28, 2015 | S | 915 | $25.50 | D | 320 | I | By Subsidiary |
| Preferred SharesF1 | Apr 28, 2015 | S | 320 | $25.51 | D | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Preferred Shares reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation.