SEC Form 4 · accession 0001209191-15-009184
INFORMATICA CORP · INFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jo Stoner
Officer — EVP, Chief HR Officer
Period of report
Feb 1, 2015
Accepted (ET)
Feb 3, 2015 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 1, 2015 | F | 1,077 | $41.54 | D | 38,929 | D | |
| Common StockF4,F2,F3,F5 | Feb 1, 2015 | M | 1,397 | $41.54 | A | 41,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-based restricted stock unitsF7,F2,F6 | $41.54 | Feb 1, 2015 | M | 1,876 | D | — | — | Common Stock | 1,876 | 3,750 | D |
| Performance-based restricted stock unitsF7,F2,F6 | $41.54 | Feb 1, 2015 | M | 399 | D | — | — | Common Stock | 399 | 1,500 | D |
Explanation of responses
- F1These shares were withheld by the Company as required for related tax liability in connection with the vesting of restricted stock units granted in prior years.
- F2This price is calculated in accordance with the Plan's requirements related to non-business day vesting.
- F3Certain of these securities are restricted stock units. Each unit represents the reporting person's right to receive one share of common stock, subject to the applicable vesting schedule.
- F4These shares represent the differential between the performance-based restricted stock units (PRSUs) which vested upon achievement of certain performance criteria and the shares withheld by the Company as required for related tax liability in connection with the vesting of the PRSUs granted in prior years.
- F5These shares include shares acquired on January 31, 2015, pursuant to the Employee Stock Purchase Plan of Informatica Corporation.
- F6This performance-based restricted stock unit (PRSU) award is eligible to vest in accordance with the previously disclosed PRSU vesting criteria.
- F7This number represents the remaining balance after vesting and any applicable cancellations.