SEC Form 5 · accession 0001615774-18-001186
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betsy L. Morgan
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | May 31, 2017 | M | 35,295 | $0.00 | A | 51,119 | D | |
| Common Stock, par value $.01 per shareF1 | Jan 3, 2017 | M | 15,284 | $0.00 | A | 51,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 31, 2017 | M | 35,295 | D | — | — | Common Stock, par value $.01 per share | 35,295 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jan 3, 2017 | M | 15,284 | D | — | — | Common Stock, par value $.01 per share | 15,284 | 0 | D |
Explanation of responses
- F151,119 represents the total amount of securities beneficially owned by the reporting person as of the issuer's fiscal year end and includes 51,119 shares of common stock issued upon the vesting of (a) 35,295 RSUs on May 31, 2017 and (b) 15,824 RSUs on January 3, 2017, the vesting of which was not previously reported.
- F2RSUs convert into common stock on a one-for-one basis.
- F3On January 3, 2017, the reporting person was granted 35,295 RSUs, which vested on the date of the 2017 annual meeting of stockholders, which was May 31, 2017.
- F4On September 12, 2016, the reporting person was granted 15,284 RSUs, which vested on January 3, 2017.