SEC Form 4 · accession 0001615774-16-004948
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Broitman
Officer — CAO, VP Finance
Period of report
Feb 14, 2011
Accepted (ET)
Apr 14, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Feb 14, 2011 | F | 1,010 | $3.06 | D | 64,494 | D | |
| Common Stock, par value $.01F1 | Jul 1, 2011 | F | 1,730 | $3.04 | D | 62,764 | D | |
| Common Stock, par value $.01F1 | Jan 2, 2012 | F | 673 | $1.80 | D | 62,091 | D | |
| Common Stock, par value $.01F1 | Jan 4, 2012 | F | 89 | $1.76 | D | 62,002 | D | |
| Common Stock, par value $.01F1 | Jul 1, 2012 | F | 1,723 | $1.45 | D | 60,279 | D | |
| Common Stock, par value $.01F1 | Jan 4, 2013 | F | 100 | $1.68 | D | 60,179 | D | |
| Common Stock, par value $.01F1 | Jul 1, 2013 | F | 1,845 | $1.88 | D | 58,334 | D | |
| Common Stock, par value $.01F1 | Jan 4, 2014 | F | 93 | $2.20 | D | 58,241 | D | |
| Common Stock, par value $.01F1 | Jul 1, 2014 | F | 10,702 | $2.48 | D | 47,539 | D | |
| Common Stock, par value $.01F1 | Jan 4, 2015 | F | 563 | $2.27 | D | 46,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $2.21 | Mar 30, 2012 | A | 500 | A | — | Mar 30, 2017 | Common Stock | 500 | 500 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the settlement of restricted stock units. The amount of shares withheld is based on the closing sales price on the date of settlement.
- F2The shares underlying the stock option were vesting as of 25% on the first year anniversary of the grant date, i.e. March 30, 2013 and 1/48th per month thereafter. As of March 30, 2016, all the shares are vested and exercisable.