SEC Form 4 · accession 0001209191-19-011316
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betsy L. Morgan
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | Feb 14, 2019 | M | 33,333 | $0.00 | A | 148,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 14, 2019 | M | 33,333 | D | — | — | Common Stock, par value $.01 per share | 33,333 | 0 | D |
Explanation of responses
- F1Represent restricted stock units ("RSUs") granted on May 18, 2018 which vested in full upon the sale of the Issuer's institutional business units to Euromoney Institutional Investor PLC.
- F2Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
- F3The RSUs will vest in full on the earlier of (i) May 18, 2019 or (ii) the date of the 2019 annual meeting of stockholders, subject to continued service through the applicable vesting date and are subject to acceleration or forfeiture under various circumstances.