SEC Form 4 · accession 0001209191-17-002408
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Cramer
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $.01 per shareF1 | Jan 3, 2017 | F | 128,925 | $0.85 | D | 2,762,710 | D | |
| Common stock, par value $.01 per shareF2 | Jan 3, 2017 | F | 46,829 | $0.85 | D | 2,715,881 | D | |
| Common stock, par value $.01 per share | holding | — | — | — | 556,850 | I | Shares held by Cramer Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 2, 2013, the reporting person was granted 1,000,000 RSUs, vesting in four equal installments on December 31, 2014, December 31, 2015, December 31, 2016 and December 31, 2017. Upon the vesting of 250,000 of these restricted stock units on December 31, 2016, 128,925 shares of Common Stock were withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of the restricted stock units. The amount of shares withheld is based on the closing price on January 3, 2016.
- F2On January 2, 2014, the reporting person was granted 363,229 RSUs, vesting in four equal installments on December 31, 2014, December 31, 2015, December 31, 2016 and December 31, 2017. Upon the vesting of 90,807 of these restricted stock units on December 31, 2016, 46,829 shares of Common Stock were withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of the restricted stock units. The amount of shares withheld is based on the closing price on January 3, 2016.