SEC Form 4 · accession 0001209191-16-141424
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Betsy L. Morgan
Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Sep 12, 2016 | A | 15,284 | A | — | — | Common Stock, par value $0.01 per share | 15,284 | 15,284 | D |
| Stock Options (right to buy)F4,F5 | $1.15 | Sep 12, 2016 | A | 3,304 | A | Jan 3, 2017 | Sep 12, 2021 | Common Stock, par value $0.01 per share | 3,304 | 3,304 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock.
- F2Grant made to the Reporting Person as a non-employee director in connection with her continued Board membership and represents $60,000 of value on a prorated basis.
- F3The RSUs will vest on January 3, 2017.
- F4Award by Issuer to vest on January 3, 2017, subject to acceleration or forfeiture under various circumstances.
- F5Subject to acceleration or forfeiture under various circumstances.