SEC Form 3 · accession 0001209191-16-115224
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachelle Zorn
Officer — President, RateWatch
Period of report
Apr 11, 2016
Accepted (ET)
Apr 21, 2016 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | holding | — | — | — | 55,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $2.34 | holding | — | — | — | — | Jul 21, 2019 | Common Stock, par value $0.01 per share | 25,000 | — | D |
| Restricted Stock UnitsF3,F2 | $0.00 | holding | — | — | — | — | Mar 31, 2023 | Common Stock, par value $0.01 per share | 30,000 | — | D |
Explanation of responses
- F1The option vested as to 1/4th of the shares underlying the option on July 21, 2015, the first anniversary of the grant date, and vests as to 1/48th of the shares underlying the option each month thereafter. As of April 11, 2016, 10,416 of the shares are vested and exercisable.
- F2The restricted stock units vest as follows: 1/3rd on April 1, 2017, the first anniversary of the grant date, and 1/36th per month thereafter.
- F3Each restricted stock unit represents a contingent right to receive one share of Common Stock.
Remarks
Exhibit 24.1: Power of Attorney