SEC Form 4 · accession 0001140361-16-046934
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Zacharias
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jan 4, 2016 | A | 40,817 | A | — | — | Common stock, par value $.01 per share | 40,817 | 40,817 | D |
| Stock Option (right to buy)F4,F5 | $1.47 | Jan 4, 2016 | A | 10,000 | A | Jan 4, 2017 | Jan 4, 2021 | Common stock, par value $.01 per share | 10,000 | 10,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Common Stock.
- F2Grant made to each non-employee director in connection with his or her continued Board Membership and represents $60,000 of value.
- F3The RSUs will vest on the first anniversary of the date of grant.
- F4Award by Issuer to vest 1/4/2017, subject to acceleration or forfeiture under various circumstances.
- F5Subject to acceleration or forfeiture under various circumstances.