SEC Form 4 · accession 0001140361-16-046931
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Hall
Director
Period of report
Jan 2, 2016
Accepted (ET)
Jan 6, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | Jan 2, 2016 | M | 26,087 | — | A | 114,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3,F5 | — | Jan 2, 2016 | M | 26,087 | A | — | — | Common stock, par value $0.01 per share | 26,087 | 26,087 | D |
| Restricted Stock UnitsF4,F3,F5 | — | Jan 4, 2016 | A | 40,817 | A | — | — | Common stock, par value $0.01 per share | 40,817 | 40,817 | D |
| Stock option (right to buy)F1,F2 | $1.47 | Jan 4, 2016 | A | 5,000 | A | Jan 4, 2017 | Jan 4, 2021 | Common stock, par value $0.01 per share | 5,000 | 5,000 | D |
Explanation of responses
- F1Award by Issuer to vest 1/4/2017, subject to acceleration or forfeiture under various circumstances.
- F2Subject to acceleration or forfeiture under various circumstances.
- F3Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F4Grant made to each non-employee director in connection with his or her continued Board Membership and represents $60,000 of value.
- F5The RSUs will vest on the first anniversary of the date of grant.