SEC Form 4 · accession 0001179110-16-031972
Innoviva, Inc. · INVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E. Faerm
Officer — Sr VP & Chief Business Officer
Period of report
Nov 20, 2016
Accepted (ET)
Nov 22, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2016 | F | 2,893 | $10.91 | D | 160,209 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were withheld by the Issuer to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity awards.
- F2Includes 232 shares of common stock acquired under the Innoviva, Inc. Employee Stock Purchase Plan on November 15, 2016.