SEC Form 4 · accession 0001246360-16-003985
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. McMillan
Officer — VP Employee Benefits
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 31, 2015 | M | 3,290 | $0.00 | A | 14,472 | D | |
| common stock | Dec 31, 2015 | A | 5,922 | $0.00 | A | 20,394 | D | |
| common stock | Dec 31, 2015 | M | 1,466 | $66.19 | A | 21,860 | D | |
| common stock | Dec 31, 2015 | M | 1,834 | $39.58 | A | 23,694 | D | |
| common stock | Dec 31, 2015 | M | 1,763 | $38.56 | A | 25,457 | D | |
| common stock | Dec 31, 2015 | F | 1,677 | $114.14 | D | 23,780 | D | |
| common stock | Dec 31, 2015 | F | 3,018 | $114.14 | D | 20,762 | D | |
| common stock | Dec 31, 2015 | F | 1,164 | $114.14 | D | 19,598 | D | |
| common stock | Dec 31, 2015 | F | 1,247 | $114.14 | D | 18,351 | D | |
| common stock | Dec 31, 2015 | F | 1,191 | $114.14 | D | 17,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 021113F1 | $0.00 | Dec 31, 2015 | M | 3,290 | D | Dec 31, 2015 | Dec 31, 2015 | common stock | 3,290 | 0 | D |
| Stock Option RTB 02232015F2 | $66.19 | Dec 31, 2015 | M | 1,466 | D | Dec 31, 2015 | Feb 23, 2025 | common stock | 8,238 | 6,772 | D |
| Stock Option RTB 02132012F3 | $39.58 | Dec 31, 2015 | M | 1,834 | D | Dec 31, 2012 | Feb 13, 2022 | common stock | 7,339 | 0 | D |
| Stock Option RTB 02112013F4 | $38.56 | Dec 31, 2015 | M | 1,763 | D | Dec 31, 2013 | Feb 11, 2023 | common stock | 7,054 | 1,764 | D |
Explanation of responses
- F1Each Restricted Stock Unit represented a contingent right to receive one share of SFG stock.
- F2This option was granted on February 23, 2015 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2014.
- F3This option was granted on February 13, 2012 and became exercisable in four equal installments on the first four anniversaries December 31, 2011.
- F4This option was granted on February 11, 2013 and becomes exercisable in four equal installments on the first four anniversaries December 31, 2012.