SEC Form 4 · accession 0001246360-16-003984
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M OBrien
Officer — SVP IT
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Dec 31, 2015 | M | 2,105 | $0.00 | A | 17,393 | D | |
| common stock | Dec 31, 2015 | A | 3,116 | $0.00 | A | 20,509 | D | |
| common stock | Dec 31, 2015 | F | 1,073 | $114.14 | D | 19,436 | D | |
| common stock | Dec 31, 2015 | F | 1,232 | $114.14 | D | 18,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 021113F2 | $0.00 | Dec 31, 2015 | M | 2,105 | D | Dec 31, 2015 | Dec 31, 2015 | common stock | 2,105 | 0 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 83 shares purchased through the Company's Employee Share Purchase Plan on July 31, 2015.
- F2Each Restricted Stock Unit represented a contingent right to receive one share of SFG stock.