SEC Form 4 · accession 0001246360-16-003978
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Hooper
Officer — Vice President Human Resources
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 31, 2015 | M | 455 | $66.96 | A | 984 | D | |
| common stock | Dec 31, 2015 | M | 588 | $66.19 | A | 1,572 | D | |
| common stock | Dec 31, 2015 | F | 336 | $114.14 | D | 1,236 | D | |
| common stock | Dec 31, 2015 | F | 431 | $114.14 | D | 805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 03172014F1 | $66.96 | Dec 31, 2015 | M | 455 | D | Dec 31, 2014 | Mar 17, 2024 | common stock | 5,990 | 5,535 | D |
| Stock Option RTB 02232015F2 | $66.19 | Dec 31, 2015 | M | 588 | D | Dec 31, 2015 | Feb 23, 2025 | common stock | 2,354 | 1,766 | D |
Explanation of responses
- F1This option was granted on March 17, 2014 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2013.
- F2This option was granted on February 23, 2015 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2014.