SEC Form 4 · accession 0001246360-15-003401
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg J Ness
Officer — Chairman, President & CEO · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Oct 26, 2015 | M | 30,000 | $49.95 | A | 115,473 | D | |
| common stockF3,F4 | Oct 26, 2015 | S | 21,709 | $114.8844 | D | 93,764 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 01032006F2 | $49.95 | Oct 26, 2015 | M | 30,000 | D | Jan 3, 2007 | Jan 3, 2016 | common stock | 30,000 | 0 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 83 shares purchased through the Company's Employee Share Purchase Plan on July 31, 2015.
- F2This option was granted on January 3, 2006 and became exercisable in four equal installments on the first four anniversaries of January 3, 2006.
- F3This sale was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on 09/17/2015.
- F4This transaction was executed in multiple trades at prices ranging from $114.7450 to $115.0300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.