SEC Form 4 · accession 0001246360-15-003400
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric E Parsons
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Oct 27, 2015 | M | 2,818 | $44.81 | A | 3,422 | D | |
| common stock | Oct 27, 2015 | M | 3,063 | $43.00 | A | 6,485 | D | |
| common stock | Oct 27, 2015 | M | 3,994 | $29.37 | A | 10,479 | D | |
| common stockF1 | Oct 27, 2015 | S | 9,875 | $114.7321 | D | 604 | D | |
| common stock | holding | — | — | — | 117,555 | I | by trust for immediate family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 05032010 | $44.81 | Oct 27, 2015 | M | 2,818 | D | May 15, 2011 | May 3, 2020 | common stock | 2,818 | 0 | D |
| Stock Option RTB 05162011 | $43.00 | Oct 27, 2015 | M | 3,063 | D | May 6, 2012 | May 16, 2021 | common stock | 3,063 | 0 | D |
| Stock Option RTB 07012009 | $29.37 | Oct 27, 2015 | M | 3,994 | D | Apr 30, 2010 | Jul 1, 2019 | common stock | 3,994 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $114.71 to $114.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.