SEC Form 4 · accession 0001246360-15-003398
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Erickson
Officer — VP & Controller
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Oct 26, 2015 | M | 1,500 | $49.95 | A | 3,232 | D | |
| common stock | Oct 26, 2015 | M | 3,308 | $30.03 | A | 6,540 | D | |
| common stock | Oct 26, 2015 | F | 2,714 | $114.86 | D | 3,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 01032006F2 | $49.95 | Oct 26, 2015 | M | 1,500 | D | Jan 3, 2007 | Jan 3, 2016 | common stock | 1,500 | 0 | D |
| Stock Option RTB 07262012F3 | $30.03 | Oct 26, 2015 | M | 3,308 | D | Jul 26, 2013 | Jul 26, 2022 | common stock | 5,000 | 1,692 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 83 shares purchased through the Company's Employee Share Purchase Plan on July 31, 2015.
- F2This option was granted on January 3, 2006 and became exercisable in four equal installments on the first four anniversaries of January 3, 2006.
- F3This option was granted on July 26, 2012 and becomes exercisable in four equal installments on the first four anniversaries of July 26, 2012.