SEC Form 4 · accession 0001246360-15-003396
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Durham
Officer — VP IDI Marketing Communication
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Oct 26, 2015 | M | 5,000 | $44.21 | A | 9,138 | D | |
| common stock | Oct 26, 2015 | M | 3,114 | $45.84 | A | 12,252 | D | |
| common stock | Oct 26, 2015 | M | 2,925 | $45.85 | A | 15,177 | D | |
| common stock | Oct 26, 2015 | M | 3,146 | $39.58 | A | 18,323 | D | |
| common stock | Oct 26, 2015 | M | 3,239 | $38.56 | A | 21,562 | D | |
| common stock | Oct 26, 2015 | F | 11,230 | $114.86 | D | 10,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 03022010F2 | $44.21 | Oct 26, 2015 | M | 5,000 | D | Mar 2, 2011 | Mar 2, 2020 | common stock | 5,000 | 0 | D |
| Stock Option RTB 03052010F3 | $45.84 | Oct 26, 2015 | M | 3,114 | D | Mar 5, 2011 | Mar 5, 2020 | common stock | 3,114 | 0 | D |
| Stock Option RTB 02142011F4 | $45.85 | Oct 26, 2015 | M | 2,925 | D | Dec 31, 2011 | Feb 14, 2021 | common stock | 3,089 | 164 | D |
| Stock Option RTB 02132012F5 | $39.58 | Oct 26, 2015 | M | 3,146 | D | Dec 31, 2012 | Feb 13, 2022 | common stock | 4,194 | 1,048 | D |
| Stock Option RTB 02112013F6 | $38.56 | Oct 26, 2015 | M | 3,239 | D | Dec 31, 2013 | Feb 11, 2023 | common stock | 6,479 | 3,240 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 83 shares purchased through the Company's Employee Share Purchase Plan on July 31, 2015.
- F2This option was granted on March 2, 2010 and became exercisable in four equal installments on the first four anniversaries of March 2, 2010.
- F3This option was granted on March 5, 2010 and became exercisable in four equal installments on the first four anniversaries of March 5, 2010.
- F4This option was granted on February 14, 2011 and became exercisable in four equal installments on the first four anniversaries of December 31, 2010.
- F5This option was granted on February 13, 2012 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2011.
- F6This option was granted on February 11, 2013 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2012.