SEC Form 4 · accession 0001246360-15-003395
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Floyd Fitz-Hubert Chadee
Officer — SVP & Chief Financial Officer
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Oct 26, 2015 | M | 13,303 | $41.36 | A | 33,220 | D | |
| common stock | Oct 26, 2015 | M | 1,775 | $41.47 | A | 34,995 | D | |
| common stock | Oct 26, 2015 | M | 20,445 | $39.58 | A | 55,440 | D | |
| common stock | Oct 26, 2015 | M | 5,095 | $38.56 | A | 60,535 | D | |
| common stock | Oct 26, 2015 | F | 27,046 | $114.86 | D | 33,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 01022009F2 | $41.36 | Oct 26, 2015 | M | 13,303 | D | Dec 31, 2009 | Jan 2, 2019 | common stock | 13,303 | 0 | D |
| Stock Option RTB 01042010F3 | $41.47 | Oct 26, 2015 | M | 1,775 | D | Dec 31, 2010 | Jan 4, 2020 | common stock | 27,625 | 25,850 | D |
| Stock Option RTB 02132012F4 | $39.58 | Oct 26, 2015 | M | 20,445 | D | Dec 31, 2012 | Feb 13, 2022 | common stock | 27,260 | 6,815 | D |
| Stock Option RTB 02112013F5 | $38.56 | Oct 26, 2015 | M | 5,095 | D | Dec 31, 2013 | Feb 11, 2023 | common stock | 10,190 | 5,095 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 83 shares purchased through the Company's Employee Share Purchase Plan on July 31, 2015.
- F2This option was granted on January 2, 2009 and became exercisable in four equal installments on the first four anniversaries of December 31, 2008.
- F3This option was granted on January 4, 2010 and became exercisable in four equal installments on the first four anniversaries of December 31, 2009.
- F4This option was granted on February 13, 2012 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2011.
- F5This option was granted on February 11, 2013 and becomes exercisable in four equal installments on the first four anniversaries of December 31, 2012.