SEC Form 4 · accession 0001246360-15-001836
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B. Harbolt
Officer — VP Asset Management Group
Period of report
Apr 27, 2015
Accepted (ET)
Apr 28, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Apr 27, 2015 | M | 1,351 | $45.85 | A | 14,059 | D | |
| common stock | Apr 27, 2015 | M | 1,835 | $39.58 | A | 15,894 | D | |
| common stock | Apr 27, 2015 | M | 2,438 | $63.51 | A | 18,332 | D | |
| common stock | Apr 27, 2015 | M | 1,764 | $38.56 | A | 20,096 | D | |
| common stock | Apr 27, 2015 | S | 4,388 | $72.1286 | D | 15,708 | D | |
| common stock | Apr 27, 2015 | S | 2,500 | $73.20 | D | 13,208 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 02142011 | $45.85 | Apr 27, 2015 | M | 1,351 | D | Dec 31, 2011 | Feb 14, 2021 | common stock | 1,351 | 0 | D |
| Stock Option RTB 02132012 | $39.58 | Apr 27, 2015 | M | 1,835 | D | Dec 31, 2012 | Feb 13, 2022 | common stock | 1,835 | 1,834 | D |
| Stock Option RTB 02102014 | $63.51 | Apr 27, 2015 | M | 2,438 | D | Dec 31, 2014 | Feb 10, 2024 | common stock | 2,438 | 7,314 | D |
| Stock Option RTB 02112013 | $38.56 | Apr 27, 2015 | M | 1,764 | D | Dec 31, 2013 | Feb 11, 2023 | common stock | 1,764 | 3,527 | D |