SEC Form 4 · accession 0001246360-15-001194
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg J Ness
Officer — Chairman, President & CEO · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | holding | — | — | — | 68,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 02232015F2,F3 | $0.00 | Feb 23, 2015 | A | 10,229 | A | Dec 31, 2017 | Dec 31, 2017 | common stock | 10,229 | 10,229 | D |
| Stock Option RTB 02232015F4 | $66.19 | Feb 23, 2015 | A | 31,776 | A | Dec 31, 2015 | Feb 23, 2025 | common stock | 31,776 | 31,776 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 88 shares purchased through the Company's Employee Share Purchase Program on August 1, 2014 and 86 shares purchased on January 30, 2015
- F2Each Restricted Stock Unit represents a contingent right to receive one share of SFG stock upon vesting.
- F3The Restricted Stock Units vest on December 31, 2017.
- F4The option vests in four equal installments on the first four anniversaries of December 31, 2014.