SEC Form 4 · accession 0001246360-15-000618
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. McMillan
Officer — VP Employee Benefits
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 3, 2015 | M | 1,351 | $45.85 | A | 8,298 | D | |
| common stock | Feb 3, 2015 | M | 1,835 | $39.58 | A | 10,133 | D | |
| common stock | Feb 3, 2015 | M | 1,764 | $38.56 | A | 11,897 | D | |
| common stock | Feb 3, 2015 | S | 4,175 | $64.5308 | D | 7,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 02142011F2 | $45.85 | Feb 3, 2015 | M | 1,351 | D | Dec 31, 2011 | Feb 14, 2021 | common stock | 1,351 | 0 | D |
| Stock Option RTB 02132012F3 | $39.58 | Feb 3, 2015 | M | 1,835 | D | Dec 31, 2012 | Feb 13, 2022 | common stock | 1,835 | 1,834 | D |
| Stock Option RTB 02112013F4 | $38.56 | Feb 3, 2015 | M | 1,764 | D | Dec 31, 2013 | Feb 11, 2023 | common stock | 1,764 | 3,527 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 87 shares purchased through the Company's Employee Share Purchase Plan on August 1, 2014 and 86 shares purchased on January 30, 2015.
- F2This option was granted on February 14, 2011 and became exercisable in four equal installments on the first of four anniversary dates.
- F3This option was granted on February 13, 2012 and becomes exercisable in four equal installments on the first of four anniversary dates.
- F4This option was granted on February 11, 2013 and becomes exercisable in four equal installments on the first of four anniversary dates.