SEC Form 4 · accession 0001246360-15-000617
STANCORP FINANCIAL GROUP INC · SFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M OBrien
Officer — SVP IT
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001079577
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Feb 3, 2015 | M | 4,000 | $44.075 | A | 17,303 | D | |
| common stock | Feb 3, 2015 | M | 1,500 | $49.95 | A | 18,803 | D | |
| common stock | Feb 3, 2015 | S | 5,500 | $64.3454 | D | 13,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option RTB 02142005F2 | $44.075 | Feb 3, 2015 | M | 4,000 | D | Feb 14, 2006 | Feb 14, 2015 | common stock | 4,000 | 0 | D |
| Stock Option RTB 01032006F3 | $49.95 | Feb 3, 2015 | M | 1,500 | D | Jan 3, 2007 | Jan 3, 2016 | common stock | 1,500 | 1,500 | D |
Explanation of responses
- F1The total of securities beneficially owned includes 88 shares purchased through the Company's Employee Share Purchase Plan on August 1, 2014 and 86 shares purchased through the plan on January 30, 2015.
- F2This option was granted on February 14, 2005 and became exercisable in four equal installments on the first of four anniversary dates.
- F3This option was granted on January 3, 2006 and became exercisable in four equal installments on the first of four anniversary dates.