SEC Form 4 · accession 0001543407-19-000024
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Forlenza
Officer — Chairman, CEO and President · Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2019 | M | 4,465 | $76.64 | A | 215,372 | D | |
| Common StockF1 | Mar 4, 2019 | D | 1,342 | $255.03 | D | 214,030 | D | |
| Common StockF1 | Mar 4, 2019 | S | 3,123 | $255.03 | D | 210,907 | D | |
| Common Stock | holding | — | — | — | 24,681 | I | By GRAT | |
| Common StockF2 | holding | — | — | — | 10,508 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.64 | Mar 4, 2019 | M | 4,465 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 4,465 | 44,564 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2018.
- F3The stock appreciation rights vest in four annual installments beginning November 23, 2011.