SEC Form 3 · accession 0001543407-19-000016
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandre Conroy
Officer — EVP of Integrated Supply Chain
Period of report
Feb 1, 2019
Accepted (ET)
Feb 8, 2019 · 8:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 26,364 | D | ||
| Common StockF2 | holding | — | — | — | 2,409 | I | GSIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $134.73 | holding | — | — | — | Nov 25, 2015 | Nov 25, 2024 | Common Stock | 12,787 | — | D |
| Stock Appreciation RightsF4 | $150.12 | holding | — | — | — | Nov 26, 2016 | Nov 26, 2025 | Common Stock | 24,083 | — | D |
| Stock Appreciation RightsF5 | $170.69 | holding | — | — | — | Nov 26, 2017 | Nov 26, 2026 | Common Stock | 18,706 | — | D |
| Stock Appreciation RightsF6 | $226.28 | holding | — | — | — | Nov 26, 2018 | Nov 26, 2027 | Common Stock | 15,079 | — | D |
| Stock Appreciation RightsF7 | $242.10 | holding | — | — | — | Nov 26, 2019 | Nov 26, 2028 | Common Stock | 12,990 | — | D |
Explanation of responses
- F1Includes 3,112 restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of January 29, 2019.
- F3The stock appreciation rights vest in four annual installments beginning November 25, 2015.
- F4The stock appreciation rights vest in four annual installments beginning November 26, 2016.
- F5The stock appreciation rights vest in four annual installments beginning November 26, 2017.
- F6The stock appreciation rights vest in four annual installments beginning November 26, 2018.
- F7The stock appreciation rights vest in four annual installments beginning November 26, 2019.