SEC Form 4 · accession 0001543407-18-000069
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Forlenza
Officer — Chairman, CEO and President · Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2018 | M | 24,742 | $75.63 | A | 233,625 | D | |
| Common StockF1 | Nov 13, 2018 | D | 7,876 | $237.61 | D | 225,749 | D | |
| Common StockF1 | Nov 13, 2018 | S | 16,866 | $237.61 | D | 208,883 | D | |
| Common Stock | holding | — | — | — | 10,108 | I | By GRAT | |
| Common StockF2 | holding | — | — | — | 10,508 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $75.63 | Nov 13, 2018 | M | 24,742 | D | Nov 24, 2010 | Nov 24, 2019 | Common Stock | 24,742 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $235.72 through $238.82. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2018.
- F3The stock appreciation rights vest in four annual installments beginning November 24, 2010.