SEC Form 4 · accession 0001543407-18-000038
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nabil Shabshab
Officer — Executive Vice President
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | M | 4,665 | $76.18 | A | 12,476 | D | |
| Common StockF1 | May 11, 2018 | D | 1,573 | $226.10 | D | 10,903 | D | |
| Common StockF1 | May 11, 2018 | S | 3,092 | $226.10 | D | 7,811 | D | |
| Common Stock | May 11, 2018 | M | 13,735 | $108.89 | A | 21,546 | D | |
| Common StockF1 | May 11, 2018 | D | 6,618 | $226.10 | D | 14,928 | D | |
| Common StockF1 | May 11, 2018 | S | 7,117 | $226.10 | D | 7,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $76.18 | May 11, 2018 | M | 4,665 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 4,665 | 0 | D |
| Stock Appreciation RightsF3 | $108.89 | May 11, 2018 | M | 13,735 | D | Nov 26, 2014 | Nov 26, 2023 | Common Stock | 13,735 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 20, 2013.
- F3The stock appreciation rights vest in four annual installments beginning November 26, 2014.