SEC Form 4 · accession 0001543407-18-000034
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Polen Jr.
Officer — Executive Vice President
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 2,775 | $108.89 | A | 15,387 | D | |
| Common Stock | Mar 13, 2018 | D | 1,332 | $227.00 | D | 14,055 | D | |
| Common Stock | Mar 13, 2018 | S | 1,443 | $227.00 | D | 12,612 | D | |
| Common Stock | Mar 13, 2018 | S | 434 | $227.00 | D | 12,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $108.89 | Mar 13, 2018 | M | 2,775 | D | Nov 26, 2014 | Nov 26, 2023 | Common Stock | 2,775 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vest in four annual installments beginning November 26, 2014.