SEC Form 4 · accession 0001543407-18-000031
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Gallagher
Officer — VP, Corp Finance and Treasurer
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 8:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 5,746 | $76.18 | A | 9,391 | D | |
| Common StockF1 | Feb 27, 2018 | D | 1,937 | $226.08 | D | 7,454 | D | |
| Common StockF1 | Feb 27, 2018 | S | 3,800 | $226.08 | D | 3,654 | D | |
| Common StockF2 | Feb 27, 2018 | S | 1,546 | $226.08 | D | 2,108 | D | |
| Common Stock | Feb 28, 2018 | S | 9 | $226.30 | D | 2,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.18 | Feb 27, 2018 | M | 5,746 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 5,746 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.26. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.30. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F3The stock appreciation rights vest in four annual installments beginning November 20, 2013.