SEC Form 4 · accession 0001543407-18-000030
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Borzi
Officer — EVP & Chief Supply Chain Offcr
Period of report
Feb 26, 2018
Accepted (ET)
Feb 27, 2018 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 1,508 | $224.97 | A | 5,334 | D | |
| Common Stock | Feb 26, 2018 | D | 730 | $224.97 | D | 4,604 | D | |
| Common Stock | Feb 26, 2018 | S | 778 | $224.97 | D | 3,826 | D | |
| Common Stock | Feb 26, 2018 | M | 4,230 | $224.97 | A | 8,056 | D | |
| Common Stock | Feb 26, 2018 | D | 2,533 | $224.97 | D | 5,523 | D | |
| Common Stock | Feb 26, 2018 | S | 1,697 | $224.97 | D | 3,826 | D | |
| Common Stock | Feb 26, 2018 | S | 1,573 | $225.00 | D | 2,253 | D | |
| Common StockF1 | holding | — | — | — | 112 | I | 401(k) Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $108.89 | Feb 26, 2018 | M | 1,508 | D | Nov 26, 2014 | Nov 26, 2023 | Common Stock | 1,508 | 0 | D |
| Stock Appreciation RightsF3 | $134.73 | Feb 26, 2018 | M | 4,230 | D | Nov 25, 2015 | Nov 25, 2024 | Common Stock | 4,230 | 1,413 | D |
Explanation of responses
- F1Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017.
- F2The stock appreciation rights vest in four annual installments beginning November 26, 2014.
- F3The stock appreciation rights vest in four annual installments beginning November 25, 2015.