SEC Form 4 · accession 0001543407-18-000028
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda M Tharby
Officer — Executive Vice President
Period of report
Feb 1, 2018
Accepted (ET)
Feb 14, 2018 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | M | 180 | — | A | 13,437 | D | |
| Common StockF2 | holding | — | — | — | 1,552 | I | GSIP Trust | |
| Common StockF3 | holding | — | — | — | 99 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights to Common Stock Under the Deferred Compensation PlanF1,F4 | — | Feb 1, 2018 | M | 180 | D | — | — | Common Stock | 782 | 782 | D |
Explanation of responses
- F1The securities convert to common stock on a one-for-one basis.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of January 31, 2018.
- F3Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of November 30, 2017.
- F4The securities are distributed following termination of the reporting person's service, or on the date or dates specified by the reporting person.