SEC Form 4 · accession 0001543407-18-000022

BECTON DICKINSON & CO · BDX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 8, 2018

Accepted (ET)

Feb 12, 2018 · 2:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000010795

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 8, 2018	M	113,644	$63.66	A	295,753	D
Common Stock^F1	Feb 8, 2018	D	33,155	$217.82	D	262,598	D
Common Stock^F1	Feb 8, 2018	S	80,489	$217.82	D	182,109	D
Common Stock	Feb 8, 2018	M	100,339	$88.87	A	282,448	D
Common Stock^F1	Feb 8, 2018	D	40,865	$217.82	D	241,583	D
Common Stock^F1	Feb 8, 2018	S	59,474	$217.82	D	182,109	D
Common Stock	Feb 8, 2018	M	93,946	$110.04	A	276,055	D
Common Stock^F1	Feb 8, 2018	D	47,376	$217.82	D	228,679	D
Common Stock^F1	Feb 8, 2018	S	46,570	$217.82	D	182,109	D
Common Stock	Feb 8, 2018	M	101,064	$121.49	A	283,173	D
Common Stock^F1	Feb 8, 2018	D	56,269	$217.82	D	226,904	D
Common Stock^F1	Feb 8, 2018	S	44,795	$217.82	D	182,109	D
Common Stock	Feb 8, 2018	M	78,155	$143.07	A	260,264	D
Common Stock^F1	Feb 8, 2018	D	51,243	$217.82	D	209,021	D
Common Stock^F1	Feb 8, 2018	S	26,912	$217.82	D	182,109	D
Common Stock^F1	Feb 8, 2018	S	11,421	$217.82	D	170,688	D
Common Stock^F2	holding	—	—		—	407	I	By Children
Common Stock	holding	—	—		—	1,988	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Rights^F3	$63.66	Feb 8, 2018	M	113,644	D	—	Dec 12, 2022	Common Stock	113,644	D
Stock Appreciation Rights^F3	$88.87	Feb 8, 2018	M	100,339	D	—	Dec 11, 2023	Common Stock	100,339	D
Stock Appreciation Rights^F3	$110.04	Feb 8, 2018	M	93,946	D	—	Dec 10, 2024	Common Stock	93,946	D
Stock Appreciation Rights^F3	$121.49	Feb 8, 2018	M	101,064	D	—	Dec 9, 2025	Common Stock	101,064	D
Stock Appreciation Rights^F3	$143.07	Feb 8, 2018	M	78,155	D	—	Dec 14, 2026	Common Stock	78,155	D

F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $212.03 through $222.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. These sales were made pursuant to a 10b5-1 plan.
F2The reporting person disclaims beneficial ownership of the shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purpose of Section 16 or for any other purpose.
F3The stock appreciation rights are fully vested.