SEC Form 4 · accession 0001543407-18-000007
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samrat S. Khichi
Officer — EVP and General Counsel
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | A | 1,627 | $0.00 | A | 31,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $217.84 | Jan 2, 2018 | A | 15,591 | A | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 15,591 | 15,591 | D |
Explanation of responses
- F1Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- F2The stock appreciation rights vest in four annual installments beginning January 2, 2019.